O*NET Career Intelligence

Compliance Managers

SOC 11-9199.02

Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.

Green Occupation Zone 4 Management
8
Skills
8
Knowledge
4
Job Zone
Yes
Green

Top Skills 8

Reading Comprehension
4.0
Critical Thinking
4.0
Active Listening
3.9
Monitoring
3.9
Writing
3.8
Coordination
3.8
Speaking
3.6
Active Learning
3.6

Knowledge Areas 8

English Language
4.2
Law and Government
3.9
Customer and Personal Service
3.5
Administration and Management
3.4
Computers and Electronics
3.0
Education and Training
3.0
Mathematics
2.9
Public Safety and Security
2.6

Key Tasks

1Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
2File appropriate compliance reports with regulatory agencies.
3Conduct or direct the internal investigation of compliance issues.
4Identify compliance issues that require follow-up or investigation.
5Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.

Also Known As

Audit Manager BSA Officer BSA/AML Compliance Officer Business Practices Supervisor Chief Compliance Officer Compliance Analyst Compliance Coordinator Compliance Director Compliance Engineer-Products Compliance Manager

Tools & Equipment

Computer laser printers Desktop computers Laptop computers Laser facsimile machines Multi-line telephone systems

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