O*NET Career Intelligence

Financial Examiners

SOC 13-2061.00

Enforce or ensure compliance with laws and regulations governing financial and securities institutions and financial and real estate transactions. May examine, verify, or authenticate records.

Zone 4 Business and Financial Operations

Skills

Knowledge

Job Zone

Green

Top Skills 8

Reading Comprehension

4.2

Active Listening

4.1

Critical Thinking

4.1

Writing

3.9

Speaking

3.9

Active Learning

3.9

Management of Personnel Resources

3.9

Monitoring

3.8

Knowledge Areas 8

Economics and Accounting

4.2

English Language

4.2

Law and Government

3.6

Mathematics

3.6

Administration and Management

3.5

Customer and Personal Service

2.8

Clerical

2.8

Computers and Electronics

2.7

Key Tasks

1Investigate activities of institutions to enforce laws and regulations and to ensure legality of transactions and operations or financial solvency.

2Prepare reports, exhibits and other supporting schedules that detail an institution's safety and soundness, compliance with laws and regulations, and recommended solutions to questionable financial conditions.

3Recommend actions to ensure compliance with laws and regulations, or to protect solvency of institutions.

4Resolve problems concerning the overall financial integrity of banking institutions including loan investment portfolios, capital, earnings, and specific or large troubled accounts.

5Direct and participate in formal and informal meetings with bank directors, trustees, senior management, counsels, outside accountants and consultants to gather information and discuss findings.

Also Known As

Agent Bank Compliance Officer Bank Examiner Bank Secrecy Act Anti-Money Laundering Officer (BSA/AML Officer) Chief Bank Examiner Community Reinvestment Act Officer (CRA Officer) Compliance Analyst Compliance Director Compliance Manager Compliance Officer